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Pennsylvania Code (Last Updated: April 5, 2016) |
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Title 31. INSURANCE |
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PART I. General Provisions |
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Subpart B. Securities and Stock Transactions |
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Chapter 21. Stock Ownership Statements |
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SubChapter B. INITIAL STATEMENTS OF BENEFICIAL OWNERSHIP |
| Section 21.11. Filing of statements |
| Section 21.12. Ownership of over 10% of equity securities |
| Section 21.13. Disclaimer of beneficial ownership |
| Section 21.14. Persons not required to file a statement |
| Section 21.15. Exemptions for purchases and sales by odd-lot dealers |
| Section 21.16. Transactions necessitating filing |
| Section 21.17. Ownership of securities held in trust |
| Section 21.18. Exemptions for small transactions |
| Section 21.19. Double exemptions |