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Pennsylvania Code (Last Updated: April 5, 2016) |
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Title 10. BANKING AND SECURITIES |
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PART VII. Securities |
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Subpart D. Fraudulent and Prohibited Practices |
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Chapter 401. Sales and Purchases |
| Section 401.010. [Reserved] |
| Section 401.020. Professional responsibility |
| Section 401.030. Underwriting commitment letters and letters of intent |
| Section 401.040. [Reserved] |