Pennsylvania Code (Last Updated: April 5, 2016) |
Title 10. BANKING AND SECURITIES |
PART VII. Securities |
Subpart C. Registration of Broker-Dealers, Agents, Investment Advisers and Investment Adviser Representatives and Notice Filings by Federally-Covered Advisers |
Chapter 301. Registration Requirement |
Section 301.021. [Reserved]
Latest version.
The provisions of this § 301.021 adopted July 5, 1985, effective July 6, 1985, 15 Pa.B. 2468; reserved September 1, 2000, effective September 2, 2000, 30 Pa.B. 4551; transferred and renumbered from 64 Pa. Code § 301.021, December 14, 2012, effective December 15, 2012, 42 Pa.B. 7533. Immediately preceding text appears at serial page (315084).