Section 185.56. Affidavit of beneficial owners other than a registered stockholder  


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  • Each person for whom stock or any interest therein is to be held by a registered stockholder shall be required to file an affidavit in duplicate setting forth the information required under § 185.51(a) (relating to individual stockholders—voting and nonvoting stock). Said beneficial owner shall be relieved of the responsibility of filing a copy of the written agreement between the beneficial owner and the registered stockholder if such beneficial owner states in the affidavit to be filed under this rule that he has examined the affidavit filed by the registered stockholder together with the written agreement attached thereto and that said written agreement is true and correct and accurately and fully reflects the entire understanding between the registered stockholder and the beneficial owner with respect to such stock. In the alternative, the beneficial owner may attach to his affidavit a true and correct copy of said written agreement.

Notation

Cross References

This section cited in 58 Pa. Code § 185.57 (relating to beneficial ownership of stock by minors, incompetents and unascertained beneficiaries); and 58 Pa. Code § 185.58 (relating to change of status of affiants who are beneficial owners).