Section 1029.8. Broker registration approval

(a) If the BR-1 and related broker application documents demonstrate that the applicant is in compliance with the Authority’s regulations and the applicant has passed the broker testing under § 1029.7 (relating to broker testing), the Authority will issue a broker registration letter to the applicant and place the applicant’s name on the list of brokers maintained by the Authority.

(b) The broker registration letter will confirm the individual’s broker status with the Authority and list an expiration date, which will be 1 year from the date of issuance, and contain other information and guidance as the Authority deems appropriate.

(c) The broker registration letter shall be displayed prominently in the broker’s office.

(d) The broker registration letter may be served upon the broker by email.

Notation

Cross References

This section cited in 52 Pa. Code § 1001.10 (relating to definitions).